ISO-IEC-42001-LEAD-AUDITOR Exam Questions
207 real ISO-IEC-42001-LEAD-AUDITOR exam questions with expert-verified answers and explanations. Page 4 of 5.
- Question #152Audit Team Management
Based on Scenario 6, which aspect of assigning roles and responsibilities to the audit team is incorrect? Scenario 6: AfrinovAl, based in Nairobi, Kenya, develops Al tools to impro...
audit team rolesguide assignmentresponsibilitiesaudit team composition - Question #153Audit Execution
What did the audit team use to assess the implementation of AI-related controls, verify compliance with established procedures, and identify any gaps in adherence to the AIMS requi...
evidence collection toolsAI controlsAIMS complianceaudit techniques - Question #154Audit Team Management
Was the arrangement for assigning guides during the audit process appropriate?
guide assignmentaudit arrangementauditor accompanimentbest practices - Question #155Audit Execution
Did the audit team conduct their meetings in accordance with best practices? Refer to Scenario 7. Scenario 7: TastyMade. headquartered in Hamburg, Germany, is an established compan...
audit team meetingscommunicationaudit coordinationbest practices - Question #156Audit Techniques and Sampling
Based on Scenario 7, what sampling method was used to assess TastyMade's adherence to some requirements of Clause 4.1 Understanding the organization and its context? Scenario 7: Ta...
sampling methodsrandom samplingClause 4.1organizational context - Question #157Audit Team Management
Was the audit team leader's decision regarding the handling of the technical expert's findings acceptable? Refer to Scenario 7. Scenario 7: TastyMade. headquartered in Hamburg, Ger...
technical expertsaudit team leaderexpert supervisionexpert findings - Question #158ISO/IEC 42001 Controls Verification
During a certification audit, the audit team reviewed the defined roles and responsibilities within the auditee and conducted interviews with key personnel. They also evaluated whe...
ISO/IEC 42001 Annex Ainternal organizationroles and responsibilitiesAI policy - Question #159Audit Team Management
Which of the following is NOT a guide's responsibility?
guide responsibilitiesaudit conclusionsaudit facilitationroles - Question #160ISO/IEC 42001 Controls Verification
What should an auditor do to evaluate the auditee's conformity to control A.9 Use of AI systems?
ISO/IEC 42001 Annex AAI system useconformity assessmentaudit procedures - Question #161Audit Findings and Reporting
What should audit findings that are nonconformities NOT be recorded as?
nonconformitiesaudit findingsrecording findingsopportunities for improvement - Question #162Leadership and Management Principles
A software development company is well-known for its innovative practices and collaborative work environment. The CEO, Alex, has fostered a work culture where team input is highly...
leadership stylesdemocratic leadershipteam collaborationmanagement - Question #163Audit Techniques and Sampling
Which of the following examples is frequent analysis?
audit analysis frequencysamplingemployee awarenessaudit techniques - Question #164Audit Program Management
What should the auditor assess to verify the establishment of an internal audit program?
internal audit programaudit planningsystematic processAIMS - Question #165Audit Planning and Preparation
Which of the following does NOT constitute an appropriate technology requirement for virtual audits between the auditee and audit team?
virtual auditstechnology requirementsremote auditingcontingency planning - Question #166Audit Conclusions and Certification
What certification recommendation did the auditee receive? Scenario 8: VeridicAI. based in San Francisco. USA, specializes in market research using Al technologies to analyze custo...
certification recommendationcorrective action plansaudit outcomeAIMS certification - Question #167Audit Reporting and Follow-up
Were VeridicAI's action plans drafted appropriately? Refer to Scenario 8. Scenario 8: VeridicAI. based in San Francisco. USA, specializes in market research using Al technologies t...
action plansnonconformitiescorrective actionsaudit follow-up - Question #168Conducting the Audit
Based on Scenario 8, did Sharona and the audit team address all essential aspects during the closing meeting? Scenario 8: VeridicAI. based in San Francisco. USA, specializes in mar...
closing meetingaudit teamtechnical expertsaudit findings - Question #169Certification Process
According to Scenario 8, Sharona played a vital role in the certification decision. Is this acceptable? Scenario 8: VeridicAI. based in San Francisco. USA, specializes in market re...
certification decisionauditor independencecertification body authorityaudit team roles - Question #170Certification Process
Which aspect of the previous certification of VeridicAI is NOT correct? Refer to scenario 8. Scenario 8: VeridicAI. based in San Francisco. USA, specializes in market research usin...
certification validitycertification periodAIMS scopecertification details - Question #171Audit Follow-up and Corrective Actions
After an AIMS audit, the auditee made the required corrections and implemented corrective actions. However, it did not notify the auditor that led the audit regarding the completio...
corrective actionscompletion notificationaudit follow-upcertification condition - Question #173Nonconformity Management
Did ImoAI take the correct initial step after the major nonconformity was detected? Scenario 9: ImoAl, headquartered in California. USA, provides Al solutions for various industrie...
major nonconformitycorrective actionsinitial responsenonconformity management - Question #174Audit Follow-up
Did the audit team leader appropriately schedule the follow-up after the initial audit? Refer to scenario 9. Scenario 9: ImoAl, headquartered in California. USA, provides Al soluti...
follow-up auditschedulingaudit timelinenonconformity follow-up - Question #175Audit Follow-up Methods
According to scenario 9, was the audit team leader's decision to conduct a visit to ImoAI's premises acceptable? Scenario 9: ImoAl, headquartered in California. USA, provides Al so...
on-site visitremote verificationeffectiveness verificationaudit follow-up methods - Question #176Nonconformity Closure
Did the audit team leader thoroughly review all essential components before deciding to close the nonconformity? Refer to scenario 9. Scenario 9: ImoAl, headquartered in California...
nonconformity closureclosure criteriacorrective actions reviewaudit team leader - Question #177Audit Team Composition and Roles
Was the involvement of Ms. Rebecca Hayes, the internal auditor, necessary for the audit at ImoAI? Refer to scenario 9. Scenario 9: ImoAl, headquartered in California. USA, provides...
internal auditoraudit team rolesaction plan follow-upscope of responsibility - Question #178Surveillance Audits
How frequently should surveillance audits be conducted?
surveillance auditsaudit frequencycertification cyclerecertification - Question #180Recertification Audits
What could require a stage 1 audit during a recertification audit?
recertification auditstage 1 auditsignificant changesaudit planning - Question #181Special Audit Types
What precautions must the certification body take when conducting short-notice audits?
short-notice auditsclient notificationcertification body obligationsspecial audits - Question #182Surveillance Audit Planning
A certification body is conducting surveillance audits for a company that manages multiple sites, including a temporary construction site with a limited duration. The audit team is...
temporary siteslimited duration certificationsurveillance frequencyaudit scheduling - Question #183AI Ethics and Responsible AI Principles
Which core element emphasizes that AI systems should be designed to avoid bias and ensure fair treatment for all individuals?
fairnessnon-discriminationAI ethicsresponsible AI - Question #184AI Technologies and Concepts
A retail company wants to implement a system that can predict customer buying behavior based on their browsing history and past purchases. Which AI concept would be most suitable f...
machine learningpredictive analyticscustomer behaviorAI applications - Question #185AI Ethics and Responsible AI Principles
An AI system is being developed to assist elderly people in their daily activities. The system needs to be intuitive and align with the needs and values of its users. Which core el...
human-centered designAI ethicsuser-centered AIresponsible AI - Question #186AI Technologies and Concepts
A social media platform wants to automatically detect and remove inappropriate content from images and videos uploaded by users. Which AI concept is most appropriate for this task?
computer visioncontent moderationimage recognitionAI applications - Question #187Audit Process Phases
Which phase involves the collection of objective evidence through interviews, observations, and examination of documents?
audit phasesobjective evidenceevidence collectionconducting the audit - Question #188AI Ethics and Responsible AI Principles
What is the main goal of the 'Transparency and Explainability' core element in AI?
transparencyexplainabilityAI ethicsresponsible AI - Question #189AI System Lifecycle Management
What is the right series of AI system lifecycle?
AI lifecyclesystem development phasesAI system designsystem deployment - Question #190AI Concepts and Terminology
Which among the following core concepts of Artificial Intelligence uses artificial neural networks inspired by the human brain to process complex data like images, text, and speech...
deep learningneural networksAI core conceptsmachine learning - Question #191Leadership and Governance
During an ISO/IEC 42001 audit, top management approves the AI policy but does not participate in management reviews. How should this be evaluated?
leadership involvementmanagement reviewClause 5nonconformity classification - Question #192Context of the Organization
An organization defines its AIMS scope but excludes externally hosted AI systems without justification. What is the auditor's best conclusion?
AIMS scopescope definitionoutsourced AI systemsClause 4 - Question #193Risk Management
Which situation BEST demonstrates effective AI risk treatment?
risk treatmentrisk controlsAI risk managementClause 6 - Question #194Planning
During an audit, AI risk assessments exist but are not updated after regulatory changes. This indicates failure in:
risk assessment updatesClause 6 Planningregulatory changesAI risk management - Question #195Audit Evidence and Techniques
Which evidence carries the HIGHEST audit reliability for verifying human oversight?
audit evidence reliabilityhuman oversightoperational recordsdocumentation - Question #196Audit Standards and Principles
What does ISO 19011 provide?
ISO 19011audit principlesauditing standardsaudit guidance - Question #197Responsible AI Principles
An AI-driven recommendation system for online shopping has been accused of promoting products from certain vendors over others without clear reasoning. The company wants to address...
fairnessnon-discriminationAI ethicsalgorithmic bias - Question #198AI Concepts and Terminology
Which among the following is NOT a level of AI?
AI levelsANIAGIASI - Question #199AI Management System Fundamentals
Which among the following is NOT a core element of AIMS?
AIMS core elementsAI management systemAI ethics principlesAI governance - Question #200Performance Evaluation
An organization uses KPIs to measure AI accuracy but not ethical or societal impacts. How should this be assessed?
performance evaluationKPIsethical impact measurementClause 9 - Question #201Audit Findings and Reporting
Which factor MOST influences whether a nonconformity is classified as 搈ajor?
nonconformity classificationmajor nonconformityAIMS effectivenessaudit judgment - Question #202Improvement
If corrective actions address symptoms but not root causes of AI incidents, this violates which requirement?
corrective actionroot cause analysisClause 10continual improvement - Question #203Improvement
Which situation represents the STRONGEST evidence of continual improvement?
continual improvementaudit outcomesrisk control adjustmentClause 10