ISO-IEC-42001-LEAD-AUDITOR Exam Questions

Scenario 9: Scenario 9: Securisai, located in Tallinn. Estonia, specializes in the development of automated cybersecurity solutions that utilize AI systems. The company recently im...

Who is responsible for reviewing the corrections, identified causes, and corrective actions of the auditee?

A certification body is conducting surveillance audits for a company managing multiple sites, including a temporary construction site with a limited duration. The audit team is con...

Scenario: NeuraGen, founded by a team of AI experts and data scientists, has gained attention for its advanced use of artificial intelligence. It specializes in developing personal...

Scenario: NeuraGen, founded by a team of AI experts and data scientists, has gained attention for its advanced use of artificial intelligence. It specializes in developing personal...

Based on Scenario 1, which AI principle did NeuraGen fail to apply? Scenario: NeuraGen, founded by a team of AI experts and data scientists, has gained attention for its advanced u...

Which international standard does the top management of NeuraGen apply to govern the effective use of AI? (Refer to Scenario 1) Scenario: NeuraGen, founded by a team of AI experts...

Scenario: NeuraGen, founded by a team of AI experts and data scientists, has gained attention for its advanced use of artificial intelligence. It specializes in developing personal...

Which of the following is NOT a common feature shared by AI systems?

In the functional view of an AI system, what role does the processing component play?

What is the difference between reactive machines and limited-memory AI?

UrDesign, an interior design company, has recently decided to use machine learning for classification, regression tasks, and more complex tasks related to structured prediction. Wh...

During which phase of the certification process is confirmation of registration performed?

A financial institution has integrated AI systems into its operations and has adopted risk management principles from an internationally recognized standard to specifically mitigat...

How does the proposed EU AI Act plan to enforce AI regulations across Member States and support innovation?

Scenario 2: OptiFlow is a logistics company located in New Delhi, India. The company has enhanced its operational efficiency and customer service by integrating AI across various d...

Scenario 2: OptiFlow is a logistics company located in New Delhi, India. The company has enhanced its operational efficiency and customer service by integrating AI across various d...

Did OptiFlow comply with ISO/IEC 42001 requirements when establishing its AI objectives? Refer to Scenario 2. Scenario 2: OptiFlow is a logistics company located in New Delhi, Indi...

Which requirement of Clause 7 (Support) of ISO/IEC 42001 did OptiFlow NOT implement? Refer to Scenario 2. Scenario 2: OptiFlow is a logistics company located in New Delhi, India. T...

Scenario 2: OptiFlow is a logistics company located in New Delhi, India. The company has enhanced its operational efficiency and customer service by integrating AI across various d...

Which of the following statements regarding the interested parties related to the AIMS is correct?

A tech company has decided to apply ISO/IEC 42001 specifically to integrate the AIMS with existing management systems, such as the Information Security Management System and the Bu...

Based on ISO/IEC 42001, which of the following is NOT one of the factors that an organization must consider when determining the risks and opportunities related to an AI system?

Scenario 3: Heala specializes in developing AI-driven solutions for the healthcare sector. With a keen focus on leveraging AI to revolutionize patient care, diagnostics, and treatm...

Scenario 3: Heala specializes in developing AI-driven solutions for the healthcare sector. With a keen focus on leveraging AI to revolutionize patient care, diagnostics, and treatm...

What type of audit evidence did Augustine gather when he collected management review records? Refer to scenario 3. Scenario 3: Heala specializes in developing Al-driven solutions f...

Based on the last paragraph of scenario 3, which audit principle did Augustine violate? Refer to scenario 3. Scenario 3: Heala specializes in developing Al-driven solutions for the...

Based on scenario 3, which of the following AI technologies did Augustine utilize to analyze large datasets? Refer to the fourth paragraph. Scenario 3: Heala specializes in develop...

Scenario 4: Finalogic leads the application of artificial intelligence in the financial services sector, which is used to improve risk assessment, fraud detection, and customer ser...

What type of audit risk is described in the last paragraph of Scenario 4? Scenario 4: Finalogic leads the application of artificial intelligence in the financial services sector, w...

Based on Scenario 4, the audit team employed the same level of effort and techniques across all audit areas. Is this recommended? Scenario 4: Finalogic leads the application of art...

Which of the following statements best describes the evidence collection process carried out by the audit team at Finalogic? Refer to Scenario 4. Scenario 4: Finalogic leads the ap...

Which of the following pieces of evidence collected during the certification audit can be considered the most reliable? Refer to Scenario 4. Scenario 4: Finalogic leads the applica...

An organization is undergoing a certification audit to evaluate its compliance with ISO/IEC 42001 and ISO/IEC 27001 for its AIMS and ISMS, respectively. What type of audit is the o...

Which statement best reflects the principle of professional skepticism?

Which statement regarding the confidentiality of documented information related to or collected from the auditee is NOT accurate?

At which stage of the audit process is materiality assessed and determined?

During an audit, the auditor employed data analytic technology to identify anomalies and unusual patterns in the decision-making processes of an AI system used by a financial insti...

The top management of Alterhealth initially rejected the selected audit team leader because they had audited the company in the past, and thus would not bring added value for the a...

Based on Scenario 5, which of the following should NOT be Jonathan's responsibility? Scenario 5: Alterhealth is a mid-sized technology firm based in Toronto. Canada. It develops Al...

Jonathan received an offer from the certification body including detailed information related to the audit. What other information should have been included in the audit offer? Ref...

Based on Scenario 5, Alterhealth determined the audit time. Is this acceptable? Scenario 5: Alterhealth is a mid-sized technology firm based in Toronto. Canada. It develops Al syst...

The certification body did not include all departments covered by the AIMS scope in the audit scope. Is this acceptable? Refer to Scenario 5. Scenario 5: Alterhealth is a mid-sized...

Which of the following should be considered when determining the feasibility of the audit?

While preparing for an AIMS audit, a technology company faced an issue with the auditor assigned by the certification body. The auditor lacked a security clearance, which is mandat...

In which situations does an auditor have the right to decline the audit mandate?

Which of the following competencies must at least one of the audit team members have?

Based on the scenario above, answer the following question: Which activity conducted during the stage 2 audit does not follow best practices?

Samuel reviewed and approved the audit plan. Is this acceptable? Refer to Scenario 6. Scenario 6: AfrinovAl, based in Nairobi, Kenya, develops Al tools to improve agriculture in Af...

Did Samuel consider all the necessary factors while reviewing documented information during the stage 1 audit? Refer to Scenario 6. Scenario 6: AfrinovAl, based in Nairobi, Kenya,...