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ISO-IEC-42001-LEAD-AUDITOR · Question #187

Which phase involves the collection of objective evidence through interviews, observations, and examination of documents?

The correct answer is A. Conducting the audit. The Conducting the audit phase (Domain 5) is where the audit team actively collects objective evidence through: Interviews with relevant personnel Observation of processes and systems Examination of documents and records This aligns with the procedures described in ISO…

Audit Process Phases

Question

Which phase involves the collection of objective evidence through interviews, observations, and examination of documents?

Options

  • AConducting the audit
  • BAudit planning
  • CAudit follow-up
  • DPreparing the audit report

How the community answered

(38 responses)
  • A
    79% (30)
  • B
    8% (3)
  • C
    3% (1)
  • D
    11% (4)

Explanation

The Conducting the audit phase (Domain 5) is where the audit team actively collects objective evidence through: Interviews with relevant personnel Observation of processes and systems Examination of documents and records This aligns with the procedures described in ISO 19011:2018 (Guidelines for Auditing Management Systems), which is referenced and applied in ISO/IEC 42001 auditing practices. According to the PECB Lead Auditor Guide, Domain 5 explicitly outlines this activity as the main operational phase of the audit, aimed at evaluating conformity of the AI Management System with ISO/IEC 42001 requirements.

Topics

#audit phases#objective evidence#evidence collection#conducting the audit

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