PECB
ISO-IEC-42001-LEAD-AUDITOR · Question #191
During an ISO/IEC 42001 audit, top management approves the AI policy but does not participate in management reviews. How should this be evaluated?
The correct answer is C. Minor nonconformity, due to incomplete leadership involvement. Clause 5 and Clause 9 require leadership involvement in management review. Approval alone shows partial compliance; absence from reviews indicates a minor nonconformity, not total
Leadership and Governance
Question
During an ISO/IEC 42001 audit, top management approves the AI policy but does not participate in management reviews. How should this be evaluated?
Options
- AConformity, because policy approval is sufficient
- BOpportunity for improvement, because participation is optional
- CMinor nonconformity, due to incomplete leadership involvement
- DMajor nonconformity, because leadership commitment is missing
How the community answered
(54 responses)- A4% (2)
- B6% (3)
- C78% (42)
- D13% (7)
Explanation
Clause 5 and Clause 9 require leadership involvement in management review. Approval alone shows partial compliance; absence from reviews indicates a minor nonconformity, not total
Topics
#leadership involvement#management review#Clause 5#nonconformity classification
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