ISO-IEC-42001-LEAD-AUDITOR Exam Questions
207 real ISO-IEC-42001-LEAD-AUDITOR exam questions with expert-verified answers and explanations. Page 1 of 5.
- Question #1Standards
Auditors use the ______ as a benchmark to determine conformity.
audit criteriaconformity benchmarkISO 19011audit terminology - Question #2Basic concepts of information security
A company develops an AI-based health monitoring system that provides insights and recommendations to users. However, users have reported that they do not understand how the system...
AI transparencyexplainabilitytrustworthy AIuser trust - Question #3Standards
An auditor is reviewing an AI system used for hiring processes at a tech company and discovers that the system disproportionately rejects candidates from certain ethnic backgrounds...
auditor independenceISO 19011conflict of interestaudit principles - Question #4Standards
A few months after an audit, the auditor returns to the company to verify that corrective actions have been effectively implemented and that the issues identified have been resolve...
audit follow-upcorrective actionsaudit processISO 19011 - Question #5Information systems acquisition, development and maintenance
A healthcare provider wants to develop a system that can analyze medical images, such as X- rays and MRIs, to assist doctors in diagnosing diseases. Which AI concept is most releva...
computer visionmedical imagingAI applicationsmachine learning - Question #6Audit Planning and Preparation
Why is it important to have a clear and agreed audit scope?
audit scopeaudit planningmanagement system coverageISO 19011 - Question #7AI Management System Principles and Core Elements
Which core element focuses on ensuring that the creators and operators of AI systems are responsible for the outcomes and impacts of those systems?
accountabilityAIMS core elementsAI governanceISO 42001 - Question #8AI Management System Principles and Core Elements
Which core element of AIMS is defined as: "Organizations are responsible for the development, deployment, and use of AI systems, and their potential impacts"?
accountabilityAIMS core elementsISO 42001AI responsibility - Question #9Audit Principles, Ethics, and Professional Conduct
An audit team member is tasked with evaluating a sophisticated AI system used for autonomous driving. They lack the necessary expertise but proceed without consulting a specialist....
due professional careauditor competenceaudit principlesAI system expertise - Question #10Audit Principles, Ethics, and Professional Conduct
How are auditors expected to handle conflicts of interest during an audit?
conflict of interestauditor independenceaudit ethicsISO 19011 - Question #11AI Management System Principles and Core Elements
According to the core element of 'Privacy and Security,' what is essential when developing AI systems?
privacy and securitydata protectionAIMS core elementsAI system security - Question #12Audit Principles, Ethics, and Professional Conduct
During an audit, the auditor uncovers sensitive data regarding the AI system's algorithms and their decision-making processes. Which principle must the auditor adhere to when handl...
confidentialityauditor principlessensitive informationaudit ethics - Question #13Audit Roles and Responsibilities
A global bank is currently evaluating the effectiveness of its AI management system controls through an AIMS audit. Which role is being played by this company?
auditeeaudit rolesAIMS auditmanagement system evaluation - Question #14Audit Process and Methodology
What among the below list of steps comes before the other ones in the management system audit process?
audit initiationaudit process phasesISO 19011audit sequencing - Question #15Audit Planning and Preparation
During the audit planning phase, what is the primary activity an auditor should focus on?
audit planningaudit checklistsaudit preparationISO 19011 - Question #16Audit Planning and Preparation
How does ISO 19011 recommend auditors select audit criteria?
audit criteriaISO 19011management system standardsaudit selection - Question #17AI Management System Principles and Core Elements
A financial institution uses an AI system to approve loan applications. Recently, there have been complaints that the system disproportionately denies loans to applicants from cert...
fairnessnon-discriminationalgorithmic biasAIMS core elements - Question #18AI Concepts and Technologies
A financial institution needs to develop a system that can understand and process large volumes of unstructured text data from financial reports to extract key information and insi...
NLPAI conceptsunstructured data processingtext analytics - Question #19ISO 42001 Annex A Controls
Which control in Annex A emphasizes the importance of security measures in AI system operations?
access controlAnnex A controlsISO 42001AI system security - Question #20Audit Process and Methodology
Which step involves reviewing documents and records relevant to the audit scope?
document reviewaudit processaudit methodologyISO 19011 - Question #21Audit Principles, Ethics, and Professional Conduct
What is one of the key objectives of conducting an audit according to ISO 19011?
audit objectivesISO 19011management system effectivenessaudit purpose - Question #22ISO 42001 Annex A Controls
Which control in Annex A of ISO 42001:2023 focuses on the need for stakeholder engagement in AI system development?
stakeholder consultationAnnex A controlsISO 42001AI development - Question #23Audit Process and Methodology
What is the purpose of conducting an opening meeting in the audit process?
opening meetingaudit processaudit planning confirmationISO 19011 - Question #24AI Management System Principles and Core Elements
What does the 'Human-Centered Design' core element prioritize in AI development?
human-centered designAIMS core elementsAI ethicshuman values - Question #25AI Management System Principles and Core Elements
Scenario 1: To ensure the integrity of the AI system, Future Horizon Academy has implemented measures to ensure that training data remain isolated from data that could lead to harm...
reliability and safetytraining data integritydata isolationAIMS core elements - Question #26AI Concepts and Fundamentals
Scenario 1 (continued): To ensure the integrity of the AI system, Future Horizon Academy has implemented measures to ensure that training data remain isolated from data that could...
AI system typeslimited memory AItraining data managementAI classification - Question #27AI Concepts and Fundamentals
Scenario 1 (continued): To ensure the integrity of the AI system, Future Horizon Academy has implemented measures to ensure that training data remain isolated from data that could...
cognitive computingAI computing approachesmachine cognitionAI concepts - Question #28AI System Development
Scenario 1 (continued): To ensure the integrity of the AI system, Future Horizon Academy has implemented measures to ensure that training data remain isolated from data that could...
data augmentationdata preparationAI training datadata management - Question #29AIMS Certification Process
Scenario 1 (continued): To ensure the integrity of the AI system, Future Horizon Academy has implemented measures to ensure that training data remain isolated from data that could...
internal auditmanagement reviewcertification processISO/IEC 42001 - Question #30AI Standards and Frameworks
Which of the following standards emphasizes the importance of conducting AI system impact assessments to evaluate the potential effects on individuals and societies affected by the...
AI impact assessmentISO/IEC 22989AI-related standardsstandards landscape - Question #31AIMS Certification Process
During which phase of the certification process is confirmation of registration performed?
certification registrationaudit phasesconformity assessmentcertification process - Question #32Certification and Accreditation
For which of the following activities are certification bodies responsible?
certification body responsibilitiesconformity assessmentaccreditationCB scope - Question #33AI and Machine Learning Concepts
Scenario: UrDesign, an interior design company, has recently decided to use machine learning for classification, regression tasks, and more complex tasks related to structured pred...
supervised machine learningML categoriesclassificationregression - Question #34AI Risk Management Frameworks
Which of the following are the core functions of the NIST AI Risk Management Framework that help with addressing AI risks in practice?
NIST AI RMFAI risk frameworkgovern map measure manageAI governance - Question #35AI Concepts and Fundamentals
Which statement most accurately characterizes semantic computing?
semantic computingcomputing paradigmshuman-computer disparityAI concepts - Question #36AIMS Implementation and Integration
Can ISO/IEC 42001 be integrated into an integrated management system (IMS) with ISO/IEC 27001 and ISO 9001?
integrated management systemHLS structureISO 42001 integrationmanagement standards alignment - Question #37AIMS Planning and Policy
Scenario 2: Empsy HR Solutions is a human resources consulting company that provides innovative HR solutions to diverse industries. Recognizing the significant impact of artificial...
AI policy requirementspolicy alignmentISO/IEC 42001 clause 5organizational policies - Question #38AIMS Support
Scenario 2 (continued): Empsy HR Solutions is a human resources consulting company that provides innovative HR solutions to diverse industries. Recognizing the significant impact o...
awareness requirementsnon-conformance implicationsISO/IEC 42001 clause 7AIMS communication - Question #39AIMS Support
Scenario 2 (continued): Empsy HR Solutions is a human resources consulting company that provides innovative HR solutions to diverse industries. Recognizing the significant impact o...
documented information controlchange trackingAIMS documentationISO/IEC 42001 clause 7 - Question #40AIMS Planning
Scenario 2 (continued): Empsy HR Solutions is a human resources consulting company that provides innovative HR solutions to diverse industries. Recognizing the significant impact o...
risk treatment processrisk management processISO/IEC 42001 clause 6AIMS risk - Question #41AIMS Performance Evaluation
Scenario 2 (continued): Empsy HR Solutions is a human resources consulting company that provides innovative HR solutions to diverse industries. Recognizing the significant impact o...
internal audit reportingaudit results communicationISO/IEC 42001 clause 9AIMS performance evaluation - Question #42AIMS Risk Management
ReePharm, a pharmaceutical company, has decided to incorporate its AI risk management into the information security management system (ISMS) to identify and address risks related t...
AI risk integrationISMS integrationmanagement system integrationISO/IEC 42001 - Question #43AIMS Planning
Based on ISO/IEC 42001, which of the following is NOT one of the factors that an organization must consider when determining the risks and opportunities related to an AI system?
risk and opportunity factorsAI system contextISO/IEC 42001 clause 6AIMS risk assessment - Question #44AIMS Planning
Which of the following statements regarding the organization's requirement to address risks and opportunities based on ISO/IEC 42001 is correct?
risk treatment planningaction integrationAIMS effectiveness evaluationISO/IEC 42001 requirements - Question #45AIMS Audit Principles
Scenario 3: ArBank is a financial institution located in Brussels, Belgium, which offers a diverse range of banking and investment services to its clients. To ensure the continual...
due professional careauditor principlesaudit ethicsISO/IEC 42001 audit - Question #46AI Technologies and Concepts
Scenario 3 (continued): ArBank is a financial institution located in Brussels, Belgium, which offers a diverse range of banking and investment services to its clients. To ensure th...
AI system typesartificial neural networkschatbot technologybig data analysis - Question #47AI Technologies and Concepts
Scenario 3 (continued): ArBank is a financial institution located in Brussels, Belgium, which offers a diverse range of banking and investment services to its clients. To ensure th...
text analyticsdata analyticsnatural language processingchatbot analysis - Question #48Audit Evidence and Procedures
Scenario 3 (continued): ArBank is a financial institution located in Brussels, Belgium, which offers a diverse range of banking and investment services to its clients. To ensure th...
audit evidenceAIMS lifecycleinternal audittechnical assessment - Question #49Audit Planning and Execution
Scenario 3 (continued): ArBank is a financial institution located in Brussels, Belgium, which offers a diverse range of banking and investment services to its clients. To ensure th...
outsourced operationsaudit scopegovernance monitoringAIMS audit - Question #50Audit Planning and Execution
Scenario 4: BioNovaPharm, a German biopharmaceutical company, has implemented an artificial intelligence management system AIMS based on ISO/IEC 42001 to optimize various aspects o...
audit approach typesconfirmative auditrisk-based auditcertification audit