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ISO-IEC-42001-LEAD-AUDITOR · Question #15

During the audit planning phase, what is the primary activity an auditor should focus on?

The correct answer is B. Preparing checklists and audit plans. During the audit planning phase, the auditor's key responsibility is to prepare audit plans, checklists, and resource allocations to ensure an effective and efficient audit. According to ISO 19011:2018 - Clause 6.4.1, planning includes preparing the audit plan, defining the…

Audit Planning and Preparation

Question

During the audit planning phase, what is the primary activity an auditor should focus on?

Options

  • AConducting interviews with staff
  • BPreparing checklists and audit plans
  • CIssuing corrective actions
  • DReviewing the final report

How the community answered

(39 responses)
  • A
    10% (4)
  • B
    69% (27)
  • C
    18% (7)
  • D
    3% (1)

Explanation

During the audit planning phase, the auditor's key responsibility is to prepare audit plans, checklists, and resource allocations to ensure an effective and efficient audit. According to ISO 19011:2018 - Clause 6.4.1, planning includes preparing the audit plan, defining the audit schedule, and ensuring that required documents, tools, and team members are ready. The PECB Lead Auditor Guide - Domain 4 further emphasizes preparing tailored audit checklists based on ISO/IEC 42001 clauses and relevant organizational processes.

Topics

#audit planning#audit checklists#audit preparation#ISO 19011

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