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ISO-IEC-42001-LEAD-AUDITOR · Question #13

A global bank is currently evaluating the effectiveness of its AI management system controls through an AIMS audit. Which role is being played by this company?

The correct answer is C. An auditee. In this context, the global bank is the auditee, as it is the organization being audited. According to ISO 19011:2018 - Clause 3.12, an auditee is "the organization being audited." Since the bank is undergoing an internal or external audit of its AI Management System (AIMS), it…

Audit Roles and Responsibilities

Question

A global bank is currently evaluating the effectiveness of its AI management system controls through an AIMS audit. Which role is being played by this company?

Options

  • AAn accreditation body
  • BA certification body
  • CAn auditee
  • DAn advisory body

How the community answered

(52 responses)
  • A
    8% (4)
  • B
    2% (1)
  • C
    73% (38)
  • D
    17% (9)

Explanation

In this context, the global bank is the auditee, as it is the organization being audited. According to ISO 19011:2018 - Clause 3.12, an auditee is "the organization being audited." Since the bank is undergoing an internal or external audit of its AI Management System (AIMS), it assumes the role of the entity whose AIMS is being evaluated for effectiveness, compliance, and Accreditation body is responsible for accrediting certification bodies. Certification body conducts audits for conformity assessments. Advisory body provides consultation but does not participate directly in audits.

Topics

#auditee#audit roles#AIMS audit#management system evaluation

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