During an audit, the auditor uncovers sensitive data regarding the AI system's algorithms and their decision-making processes. Which principle must the auditor adhere to when handling this…

The correct answer is C. Confidentiality. ISO 19011:2018 - Clause 4(e) states that auditors must respect the confidentiality of information acquired during the audit and use it only for audit purposes. This includes sensitive or proprietary data, such as AI algorithms, models, and proprietary decision logic. The PECB…

Audit Principles, Ethics, and Professional Conduct

Question

During an audit, the auditor uncovers sensitive data regarding the AI system's algorithms and their decision-making processes. Which principle must the auditor adhere to when handling this information?

Options

AEvidence-Based Approach
BIntegrity
CConfidentiality
DFair Presentation

How the community answered

(27 responses)

A
4% (1)
B
15% (4)
C
74% (20)
D
7% (2)

Explanation

ISO 19011:2018 - Clause 4(e) states that auditors must respect the confidentiality of information acquired during the audit and use it only for audit purposes. This includes sensitive or proprietary data, such as AI algorithms, models, and proprietary decision logic. The PECB Lead Auditor Guide - Domain 3 reinforces that any internal or sensitive company information discovered must be safeguarded and never disclosed without authorization.

Topics

#confidentiality#auditor principles#sensitive information#audit ethics

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