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ISO-IEC-42001-LEAD-AUDITOR · Question #29

Scenario 1 (continued): To ensure the integrity of the AI system, Future Horizon Academy has implemented measures to ensure that training data remain isolated from data that could lead to harmful or…

The correct answer is B. Yes, an internal audit and management review can be conducted before the certification audit. ISO/IEC 42001:2023 Clause 9.2 (Internal Audit) and Clause 9.3 (Management Review) require organizations to perform internal audits and management reviews to ensure the system's continued suitability, adequacy, and effectiveness prior to certification audits.

AIMS Certification Process

Question

Scenario 1 (continued):

To ensure the integrity of the AI system, Future Horizon Academy has implemented measures to ensure that training data remain isolated from data that could lead to harmful or undesirable outcomes. The institution adds significant data elements as metadata, transforms the data into a format usable by the AI system, and uses data from one or more trusted sources. Committed to standardization and continual improvement, Future Horizon Academy decided to implement an artificial intelligence management system (AIMS) based on ISO/IEC 42001 that would help the institution increase operational efficiency, resulting in improved processes. After having the AIMS in place for a year, the institution decided to apply for a certification audit to get certified against ISO/IEC 42001. Prior to the certification audit, the institution conducted an internal audit and management review to ensure that the AIMS aligns with the institution's own requirements and that the system is being maintained effectively. Prior to the certification audit, the institution conducted an internal audit and management review. Is this acceptable?

Options

  • ANo, only an internal audit should be conducted before the initial audit
  • BYes, an internal audit and management review can be conducted before the certification audit
  • CNo, the internal audit should be conducted after the certification audit to ensure any
  • DNo, internal audits are only required for recertification audits

How the community answered

(30 responses)
  • A
    10% (3)
  • B
    83% (25)
  • C
    3% (1)
  • D
    3% (1)

Explanation

ISO/IEC 42001:2023 Clause 9.2 (Internal Audit) and Clause 9.3 (Management Review) require organizations to perform internal audits and management reviews to ensure the system's continued suitability, adequacy, and effectiveness prior to certification audits.

Topics

#internal audit#management review#certification process#ISO/IEC 42001

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