ISO-IEC-42001-LEAD-AUDITOR · Question #20
Which step involves reviewing documents and records relevant to the audit scope?
The correct answer is D. Document review. The Document Review step is a key part of audit preparation where auditors evaluate relevant documents, records, policies, and procedures to understand the structure and implementation of the AI Management System. As per ISO 19011:2018 - Clause 6.4.3, document review helps…
Question
Which step involves reviewing documents and records relevant to the audit scope?
Options
- AClosing meeting
- BAudit reporting
- CAudit follow-up
- DDocument review
How the community answered
(17 responses)- A12% (2)
- B6% (1)
- C6% (1)
- D76% (13)
Explanation
The Document Review step is a key part of audit preparation where auditors evaluate relevant documents, records, policies, and procedures to understand the structure and implementation of the AI Management System. As per ISO 19011:2018 - Clause 6.4.3, document review helps auditors familiarize themselves with the management system, identify potential areas of concern, and refine the audit plan. In AI audits (such as AIMS under ISO/IEC 42001), this may include reviewing AI governance policies, data governance procedures, impact assessments, or model documentation.
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