PK0-003 · Question #206
Which of the following are included in regulatory compliance?
The correct answer is C. Local, state, and federal laws. Regulatory compliance involves an organization's adherence to external legal and governmental mandates that dictate operational standards.
Question
Which of the following are included in regulatory compliance?
Options
- AChange control board, committee consulting
- BAudit trails, retention, and version control
- CLocal, state, and federal laws
- DTollgate approval, project phase transition
How the community answered
(48 responses)- A2% (1)
- B2% (1)
- C92% (44)
- D4% (2)
Why each option
Regulatory compliance involves an organization's adherence to external legal and governmental mandates that dictate operational standards.
Change control board and committee consulting are internal governance mechanisms related to project or operational changes, not external regulatory requirements.
Audit trails, retention, and version control are internal controls and processes that help achieve compliance, but they are not the regulations themselves.
Regulatory compliance specifically refers to an organization's adherence to external rules, regulations, and laws enforced by governmental bodies, such as local, state, and federal statutes. These mandates often dictate data handling, privacy, security, and operational standards.
Tollgate approval and project phase transition are project management methodologies for gating progress, which are internal process controls.
Concept tested: Regulatory compliance components
Topics
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