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PK0-003 · Question #206

Which of the following are included in regulatory compliance?

The correct answer is C. Local, state, and federal laws. Regulatory compliance involves an organization's adherence to external legal and governmental mandates that dictate operational standards.

Basics of IT and governance

Question

Which of the following are included in regulatory compliance?

Options

  • AChange control board, committee consulting
  • BAudit trails, retention, and version control
  • CLocal, state, and federal laws
  • DTollgate approval, project phase transition

How the community answered

(48 responses)
  • A
    2% (1)
  • B
    2% (1)
  • C
    92% (44)
  • D
    4% (2)

Why each option

Regulatory compliance involves an organization's adherence to external legal and governmental mandates that dictate operational standards.

AChange control board, committee consulting

Change control board and committee consulting are internal governance mechanisms related to project or operational changes, not external regulatory requirements.

BAudit trails, retention, and version control

Audit trails, retention, and version control are internal controls and processes that help achieve compliance, but they are not the regulations themselves.

CLocal, state, and federal lawsCorrect

Regulatory compliance specifically refers to an organization's adherence to external rules, regulations, and laws enforced by governmental bodies, such as local, state, and federal statutes. These mandates often dictate data handling, privacy, security, and operational standards.

DTollgate approval, project phase transition

Tollgate approval and project phase transition are project management methodologies for gating progress, which are internal process controls.

Concept tested: Regulatory compliance components

Topics

#regulatory compliance#laws#governance

Community Discussion

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