CRISC · Question #434
A risk practitioner notes control design changes when comparing risk response to a previously approved action plan. Which of the following is MOST important for the practitioner to confirm?
The correct answer is A. Appropriate approvals for the control changes. When control design changes occur against an approved risk action plan, the practitioner's most important task is to verify that these changes have received appropriate authorization.
Question
A risk practitioner notes control design changes when comparing risk response to a previously approved action plan. Which of the following is MOST important for the practitioner to confirm?
Options
- AAppropriate approvals for the control changes
- BThe reason the action plan was modified
- CThe risk owner's approval of the revised action plan
- DThe effectiveness of the resulting control
How the community answered
(31 responses)- A68% (21)
- B16% (5)
- C10% (3)
- D6% (2)
Why each option
When control design changes occur against an approved risk action plan, the practitioner's most important task is to verify that these changes have received appropriate authorization.
Changes to approved action plans or controls, especially concerning risk management, require proper authorization to ensure they align with organizational policies, risk appetite, and governance requirements. Confirming appropriate approvals maintains control integrity, accountability, and prevents unauthorized deviations that could introduce new risks or invalidate existing risk treatments without proper oversight.
While understanding the reason for modification is valuable for lessons learned, confirming that the change itself was approved by the correct authority is a more fundamental and immediate governance concern.
The risk owner's approval is important, but 'appropriate approvals' (plural) implies a broader set of stakeholders (e.g., management, change control board) might be necessary, making 'appropriate approvals' a more comprehensive and critical confirmation.
Assessing control effectiveness is crucial *after* a control is implemented or modified, but the immediate and most important confirmation upon discovering a deviation is that the change itself was properly sanctioned by the relevant authorities.
Concept tested: Change management and governance in risk response
Source: https://csrc.nist.gov/publications/detail/sp/800-37/rev-2/final
Topics
Community Discussion
No community discussion yet for this question.