AAIA Practice Questions
100 real AAIA exam questions with expert-verified answers and explanations. Page 2 of 2.
- Question #51AI Strategy and Governance
A retail organization uses an AI model to analyze customers' purchase history in order to offer personalized discounts. Which of the following practices represents the MOST ethical...
Data PrivacyEthical AICustomer ConsentData Governance - Question #52AI Risk Management and Controls
When utilizing a machine learning (ML) model to predict whether a wind turbine electricity generator will fail, which model evaluation metric should be the PRIMARY focus?
Machine Learning MetricsModel EvaluationFalse NegativesPredictive Maintenance - Question #53AI Risk Management and Controls
In order to streamline operations, a bank has deployed an AI application to automatically detect and prevent further fraud on accounts. However, customers have voiced concerns that...
AI model performanceFalse positivesHyperparameter optimizationFraud detection - Question #54AI Risk Management and Controls
Why are AI systems particularly vulnerable to model inversion attacks?
Model Inversion AttacksAI SecurityData PrivacyPrivacy Vulnerabilities - Question #55AI Audit Planning and Execution
Which activities are considered best practices in designing an AI audit testing methodology? (choose two)
AI Audit MethodologyAI Testing PracticesAI EthicsModel Validation - Question #56AI Strategy and Governance
Which of the following types of AI is best suited for solving problems involving sequential decision-making under uncertainty?
Reinforcement learningAI methodologiesSequential decision-makingUncertainty - Question #57AI Risk Management and Controls
Which of the following is MOST important to consider when auditing an organization's AI procedures?
AI auditData integrityData poisoningAI risk management - Question #58AI Audit Planning and Execution
When auditing the transparency of an AI system, which of the following would be the MOST effective way to understand the model's decision-making process?
AI TransparencyExplainable AI (XAI)AI AuditModel Decision-Making - Question #59AI Risk Management and Controls
The PRIMARY purpose of maintaining an audit trail in AI systems is to:
AI audit trailsTransparencyTraceabilityAI decision-making - Question #60AI Risk Management and Controls
A digital bank utilizes an AI system to generate credit scores. Which of the following would BEST mitigate the risk of sudden and unexplained changes in a borrower's credit score?
AI Risk MitigationAI System StabilityModel CalibrationHuman Oversight - Question #61AI Audit Planning and Execution
Which of the following AI system characteristics would BEST help an IS auditor evaluate the system's algorithm?
AI AuditExplainable AI (XAI)Algorithm EvaluationTransparency - Question #62AI Strategy and Governance
An IS auditor is auditing an organization's data governance framework. The primary objective is to provide assurance that data management practices are standardized to support a tr...
Data GovernanceAccountabilityAI TrustworthinessData Management Practices - Question #63AI Strategy and Governance
Which of the following metrics are the BEST indication of a mature and effective approach to an organization's data governance program for its AI systems?
Data governance for AIAI governance metricsData lineageAI program maturity - Question #64AI Risk Management and Controls
Which of the following BEST detects model drift or unexpected changes in AI model outputs?
Model drift detectionAnomaly monitoringAI operational monitoringAI risk controls - Question #65AI Audit Planning and Execution
To confirm the fairness of AI model decisions, the BEST way to collect reliable evidence during an AI audit is by:
AI Audit TechniquesAI Fairness TestingEvidence CollectionModel Validation - Question #66AI Risk Management and Controls
An organization's system development process has been enhanced with AI. Which of the following features presents the GREATEST risk?
AI in SDLCAI Code Generation RiskHuman OversightSystem Development Risk - Question #67AI Audit Planning and Execution
Which of the following is the GREATEST risk associated with using AI in audit planning?
AI risksAudit planningData qualityAI in audit - Question #68AI Risk Management and Controls
An IS auditor notes the combined number of records utilized within the training, validation, and testing data sets exceeds the total number of records in the original data set. Whi...
Data leakageData splittingAI model evaluationData integrity - Question #69AI Risk Management and Controls
During an audit of an investment organization's AI-powered software, an IS auditor identifies a potential security risk. What is the GREATEST risk associated with staff exfiltratin...
Data SecurityGenerative AI RiskData ExfiltrationUnauthorized Disclosure - Question #70AI Strategy and Governance
Which of the following is the MOST important reason to perform regular ethical reviews of AI systems?
AI EthicsEthical AI ReviewsIndividual RightsAI Governance - Question #71AI Risk Management and Controls
Which of the following is the MOST important task when gathering data during the AI system development process?
Data cleaningData qualityAI system developmentData preparation - Question #72AI Risk Management and Controls
Which of the following controls would MOST effectively mitigate worst-case service disruption scenarios affecting an AI-based application system?
AI disruptionDisaster recoveryRisk mitigationAI controls - Question #73AI Risk Management and Controls
An IS auditor reviewing documentation for an AI model notes that the modeler utilized a K-means clustering algorithm, which clusters data into categories for correlations and analy...
K-means ClusteringAI Risk ManagementOutliersIS Audit - Question #74AI Audit Planning and Execution
An organization uses an AI-powered tool to detect and respond to cybersecurity threats in real time. An IS auditor finds that the tool produces excessive false positives, increasin...
AI Model PerformanceFalse PositivesML ValidationCybersecurity Audit - Question #75AI Audit Planning and Execution
Which of the following is the MOST important consideration when auditing the data used for training an AI model?
AI training dataData qualityRepresentativenessAI model bias - Question #76AI Audit Planning and Execution
An IS auditor is testing an AI-based fraud detection system that flags suspicious transactions and finds that the system has a high false positive rate. Which of the following test...
AI model testingCross-validationFalse positivesAI audit execution - Question #77AI Risk Management and Controls
The BEST way to prevent sensitive information disclosure by large language model (LLM) chatbots is through:
LLM securityData privacyData maskingSensitive information disclosure - Question #78AI Audit Planning and Execution
A car manufacturer uses an AI model to predict maintenance needs for its vehicles. Which of the following techniques can an IS auditor apply to MOST effectively verify the AI model...
AI ExplainabilityModel InterpretabilityLIMEAI Audit Techniques - Question #79AI Audit Planning and Execution
Which of the following do supervised AI learning models PRIMARILY use to train algorithms?
Supervised LearningMachine Learning TrainingLabeled DataAI Fundamentals - Question #80AI Strategy and Governance
Why should organizations implement human-in-the-loop (HITL) processes in critical AI systems?
Human-in-the-loop (HITL)Ethical AIAI GovernanceManual intervention - Question #81AI Strategy and Governance
Which elements are fundamental to a robust AI policy framework in a regulated enterprise environment? (Choose two)
AI Policy FrameworkAI GovernanceBias MitigationThird-Party AI Risk - Question #82AI Risk Management and Controls
What is a primary objective during the "identify and report" phase of an AI-specific incident response plan?
AI Incident ResponseIncident IdentificationAnomaly DetectionAI Model Monitoring - Question #83AI Strategy and Governance
Which of the following testing techniques would BEST validate whether an organization's data governance program effectively ensures data quality and integrity for AI model training...
Data GovernanceData QualityData LineageAI Model Data - Question #84AI Risk Management and Controls
Which of the following controls MOST effectively helps to ensure an AI model is resilient against external threats?
AI Security ControlsModel ResilienceExternal ThreatsConfiguration Testing - Question #85AI Risk Management and Controls
A generative AI system has a validation control in place to reject inappropriate questions by checking them against built-in ethical standards. Which of the following enables malic...
Prompt engineeringAI safetyEthical AIAI security vulnerabilities - Question #86AI Audit Planning and Execution
Which of the following is the MOST effective way an IS auditor could use generative AI to plan an audit of a new database storing transactional data?
Generative AIAudit PlanningRisk IdentificationDatabase Audit - Question #87AI Audit Planning and Execution
Which of the following is MOST important for an IS auditor to review during an AI system audit in order to determine compliance with intellectual property and data rights?
AI System AuditIntellectual PropertyData RightsCompliance Review - Question #88AI Risk Management and Controls
Which use case for an AI model to be used by a food delivery service would pose ethical risk to the organization?
AI EthicsBias in AIHR AnalyticsAI Risk Identification - Question #89AI Risk Management and Controls
An IS auditor is interviewing management about implemented controls around machine learning (ML) models deployed in the production environment. Which of the following schedules for...
ML model monitoringPost-deployment reviewAI auditModel performance review - Question #90AI Risk Management and Controls
Which of the following correctly summarizes the conclusions of the model card excerpt provided? Model Card ?Electrical Grid Predictive Maintenance Model Model Information: Descript...
AI Model EvaluationPerformance MetricsF1 ScorePredictive Maintenance - Question #91AI Risk Management and Controls
Which of the following is MOST important to have in place when initially populating data into a data frame for an AI model?
Data QualityData PreparationExploratory Data AnalysisData Integrity - Question #92AI Audit Planning and Execution
Which of the following is an IS auditor's MOST important course of action when determining whether source data should be entered into approved generative AI tools to assist with an...
Audit evidence reliabilityGenerative AI in auditSource data validationAI audit execution - Question #93AI Audit Planning and Execution
Which of the following is an IS auditor MOST likely to use in order to ensure an AI model has the ability to make correct predictions?
AI Model EvaluationConfusion MatrixPrediction AccuracyAudit Techniques - Question #94AI Risk Management and Controls
Which of the following is the BEST way to support the development and design of high-risk AI systems?
Trustworthy AIData QualityAI Development PracticesAI Risk Mitigation - Question #95AI Risk Management and Controls
A healthcare organization uses patient data to train an AI model for early disease detection. Which of the following practices provides the BEST assurance that personal data is sec...
Data PrivacyData AnonymizationData IntegrityAI Data Governance - Question #96AI Risk Management and Controls
Which of the following should be done FIRST when an attacker exfiltrates sensitive information from an AI model?
Incident ResponseAI SecurityData ExfiltrationContainment - Question #97AI Audit Planning and Execution
What makes walkthroughs and interviews valuable in AI audit evidence collection?
AI audit evidence collectionWalkthroughsInterviewsProcess validation - Question #98AI Risk Management and Controls
Which roles are commonly involved in executing an AI-specific incident response plan? (choose two)
AI incident responseAI roles and responsibilitiesAI governanceAI ethics - Question #99AI Audit Planning and Execution
Which AI model type is most appropriate for generating realistic synthetic data that mimics training distributions?
AI model typesGenerative AISynthetic dataGANs - Question #100AI Strategy and Governance
Which program management practices are critical for ensuring an AI strategy is effectively implemented across the enterprise? (Choose two)
AI strategy implementationEnterprise AI governanceCross-functional collaborationPerformance measurement