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AAIA · Question #97

What makes walkthroughs and interviews valuable in AI audit evidence collection?

The correct answer is B. They help validate actual practices versus documented processes. Walkthroughs and interviews are valuable audit techniques because they reveal what actually happens in practice, which may differ significantly from what policy documents and procedure manuals describe. Auditors can observe real workflows, ask clarifying questions, and uncover ga

AI Audit Planning and Execution

Question

What makes walkthroughs and interviews valuable in AI audit evidence collection?

Options

  • AThey eliminate the need for data access logs
  • BThey help validate actual practices versus documented processes
  • CThey support only technical metrics and configurations
  • DThey are required only after deployment

How the community answered

(31 responses)
  • A
    3% (1)
  • B
    94% (29)
  • D
    3% (1)

Explanation

Walkthroughs and interviews are valuable audit techniques because they reveal what actually happens in practice, which may differ significantly from what policy documents and procedure manuals describe. Auditors can observe real workflows, ask clarifying questions, and uncover gaps, workarounds, or undocumented behaviors that written documentation cannot capture. This 'walk the process' approach is a cornerstone of effective auditing. The other options are incorrect: walkthroughs do not eliminate the need for data access logs (A), they cover organizational and process dimensions beyond just technical metrics (C), and they are used throughout the audit lifecycle-not only after deployment (D).

Topics

#AI audit evidence collection#Walkthroughs#Interviews#Process validation

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