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(ISC)2

CAP · Question #26

System Authorization is the risk management process. System Authorization Plan (SAP) is a comprehensive and uniform approach to the System Authorization Process. What are the different phases of…

The correct answer is A. Pre-certification B. Certification D. Authorization E. Post-Authorization. The System Authorization Plan (SAP) follows four defined phases; Post-certification is not one of them.

Security and Privacy Governance, Risk Management, and Compliance Program

Question

System Authorization is the risk management process. System Authorization Plan (SAP) is a comprehensive and uniform approach to the System Authorization Process. What are the different phases of System Authorization Plan? Each correct answer represents a part of the solution. Choose all that apply.

Options

  • APre-certification
  • BCertification
  • CPost-certification
  • DAuthorization
  • EPost-Authorization

How the community answered

(54 responses)
  • A
    87% (47)
  • C
    13% (7)

Why each option

The System Authorization Plan (SAP) follows four defined phases; Post-certification is not one of them.

APre-certificationCorrect

Pre-certification is the first phase of the SAP, where documentation and security controls are prepared before formal review.

BCertificationCorrect

Certification is the second phase, involving the formal technical evaluation of the system's security controls.

CPost-certification

Post-certification is not a defined phase in the System Authorization Plan; the process moves directly from Certification to Authorization.

DAuthorizationCorrect

Authorization is the third phase, where an authorizing official reviews certification results and grants or denies authority to operate (ATO).

EPost-AuthorizationCorrect

Post-Authorization is the final phase, covering ongoing monitoring and maintenance of the system's authorization status.

Concept tested: System Authorization Plan (SAP) phases under FISMA

Source: https://csrc.nist.gov/publications/detail/sp/800-37/rev-2/final

Topics

#System Authorization Plan (SAP)#Authorization Process Phases#Certification Stages#Risk Management Framework (RMF)

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