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IIA-CIA-PART2 · Question #139

During the filework phase of an assurance engagement the internal auditor decides that she wants to adjust the audit work program. Which of the following is the most appropriate next step for the…

The correct answer is B. Obtain approval from the engagement supervisor. If an internal auditor decides to adjust the audit work program during the fieldwork phase of an assurance engagement, the most appropriate next step is to obtain approval from the engagement supervisor. This ensures that any changes to the scope or procedures are reviewed and…

Performing the Engagement

Question

During the filework phase of an assurance engagement the internal auditor decides that she wants to adjust the audit work program. Which of the following is the most appropriate next step for the auditor to take9

Options

  • ARequest additional information needed from management of the area under review.
  • BObtain approval from the engagement supervisor
  • CObtain the required resources, including IT. to complete the work
  • DDiscuss the change in scope with management of the area under review.

How the community answered

(40 responses)
  • A
    3% (1)
  • B
    93% (37)
  • D
    5% (2)

Explanation

If an internal auditor decides to adjust the audit work program during the fieldwork phase of an assurance engagement, the most appropriate next step is to obtain approval from the engagement supervisor. This ensures that any changes to the scope or procedures are reviewed and sanctioned by the audit management, maintaining the integrity and alignment of the audit

Topics

#work program modification#engagement supervision#fieldwork approval#audit procedures

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