ACI
3I0-013 · Question #43
A middle or back office clerk receives an FX ticket in which the counterparty is not clearly identified. What should he/she do?
The correct answer is C. Refer the ticket to the FX dealer for further details. See the full explanation below for the reasoning.
Question
A middle or back office clerk receives an FX ticket in which the counterparty is not clearly identified. What should he/she do?
Options
- AKeep the ticket in"stand-by mode"until a matching confirmation is received
- BImmediately refer the ticket to the compliance officer
- CRefer the ticket to the FX dealer for further details
- DRefer the ticket to the nostro account manager for further instructions
How the community answered
(17 responses)- A6% (1)
- B6% (1)
- C71% (12)
- D18% (3)
Community Discussion
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