ACI
3I0-013 · Question #42
3I0-013 Question #42: Real Exam Question with Answer & Explanation
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Question
In the absence of his normal dealer contact, a counterparty calls the back office and asks the clerk for his opinion about how long his money should be placed on deposit. What action should the back office clerk take?
Options
- AHe should give his opinion.
- BHe should give his opinion and tell the counterparty that he is not qualified to do so.
- CHe should tell the counterparty that he is not qualified to give an opinion and refer the
- DHe should give his opinion and refer the counterparty to another dealer.
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