ACI
3I0-012 · Question #636
What is the risk of dealing through an agent with an unknown principal?
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Question
What is the risk of dealing through an agent with an unknown principal?
Options
- AYou may not be able to ensure that your firm can avoid suspicion of trading on non-public information or
- BYou may not be able to net your exposure in an insolvency.
- CYou may not be able to net your exposure for capital adequacy purposes.
- DAll of the above.
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