ACI
3I0-012 · Question #635
3I0-012 Question #635: Real Exam Question with Answer & Explanation
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Question
When dealing with a fund manager, who will allocate shares in a transaction to his unknown clients after the transaction has been executed with you, you should:
Options
- AAgree in writing with the fund manager that the allocation will be confirmed as soon as practicable after
- BInsist on the allocation being made and confirmed before the transaction is executed.
- CAgree in writing with the fund manager that he will guarantee the transaction until the allocation is confirmed.
- DAny of the above.
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