When dealing with a fund manager, who will allocate shares in a transaction to his unknown clients after the transaction has been executed with you, you should:

Question

Options

• AAgree in writing with the fund manager that the allocation will be confirmed as soon as practicable after
• BInsist on the allocation being made and confirmed before the transaction is executed.
• CAgree in writing with the fund manager that he will guarantee the transaction until the allocation is confirmed.
• DAny of the above.

• A
  72% (18)
• B
  8% (2)
• C
  4% (1)
• D
  16% (4)

No community discussion yet for this question.