ACI
3I0-012 · Question #147
3I0-012 Question #147: Real Exam Question with Answer & Explanation
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Question
Which of the following correctly states the Model Code's recommendations regarding electronic trading and broking?
Options
- ALiquidity providers should be cognizant of reputational risks when supplying liquidity for onward third party
- BMarket participants must not seek information as to the legal status of a potential counterparty before
- CTransactions should be handled in accordance with the regulator's dealing rule book.
- DAccess to systems internally and at the client interface must be strictly controlled by the dealers.
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