nerdexam
ACI

3I0-012 · Question #147

Which of the following correctly states the Model Code's recommendations regarding electronic trading and broking?

The correct answer is A. Liquidity providers should be cognizant of reputational risks when supplying liquidity for onward third party. See the full explanation below for the reasoning.

Question

Which of the following correctly states the Model Code's recommendations regarding electronic trading and broking?

Options

  • ALiquidity providers should be cognizant of reputational risks when supplying liquidity for onward third party
  • BMarket participants must not seek information as to the legal status of a potential counterparty before
  • CTransactions should be handled in accordance with the regulator's dealing rule book.
  • DAccess to systems internally and at the client interface must be strictly controlled by the dealers.

How the community answered

(41 responses)
  • A
    83% (34)
  • B
    10% (4)
  • C
    2% (1)
  • D
    5% (2)

Community Discussion

No community discussion yet for this question.

Full 3I0-012 Practice