ACI
3I0-012 · Question #146
3I0-012 Question #146: Real Exam Question with Answer & Explanation
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Question
Experience has shown that recourse to taped telephone conversations proves invaluable to the speedy resolution of disputes. Therefore, the Model Code recommends:
Options
- Athat all telephone conversations (internal and external) be taped without informing counterparties
- Bthat only conversations undertaken by dealers and brokers should be recorded
- Cthat all conversations undertaken by dealers and brokers should be recorded, together with back office
- Dthat only telephone conversations between dealers and brokers be recorded
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