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3I0-012 · Question #137

3I0-012 Question #137: Real Exam Question with Answer & Explanation

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Question

When a deal is done via a broker:

Options

  • Ait need not be confirmed between the counterparties as the broker confirms it immediately with both
  • Bit should also be confirmed directly between the two counterparties
  • Cit is important to note that broker confirmations are bilateral confirmations between the principals of the trade
  • Dthe dealer should obtain acknowledgement that the deal has been agreed to but may assume agreement

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