Which of the following is required for institutions acting as prime brokers?

Question

Options

• AThey must remain neutral and stay out of disputes between their customers.
• BThey must rely on the execution venue to resolve disputes.
• CThey must delegate the resolution of broken trades downstream to their clients.
• DThey must take responsibility for the swift resolution of any disputes.

• A
  3% (1)
• B
  12% (4)
• C
  6% (2)
• D
  79% (27)

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