LEAD-AUDITOR Exam Questions
392 real LEAD-AUDITOR exam questions with expert-verified answers and explanations. Page 7 of 8.
- Question #301Audit Types and Methods
Which type of audit requires that the auditee and audit team agree on remote access protocols before conducting the audit?
virtual auditremote audit protocolsaudit typesauditee agreement - Question #302Audit Planning and Preparation
What is the purpose of audit test plans in the audit process?
audit test plansaudit proceduresobservationinterviews - Question #303Audit Evidence and Sampling
What type of sampling was used when the auditor used probability-based sampling for event log reviews?
statistical samplingprobability-based samplingaudit evidenceevent log review - Question #304Audit Planning and Preparation
Which option below is correct about the audit plan?
audit planflexibilityaudit planningmodifications - Question #305Audit Findings and Nonconformities
Which of the following can be considered a minor nonconformity?
minor nonconformitynonconformity classificationISMS policycontinual improvement - Question #306Audit Follow-Up and Corrective Actions
Scenario 8: Tessa. Malik, and Michael are an audit team of independent and qualified experts in the field of security, compliance, and business planning and strategies. They are as...
corrective actionsaction plansnonconformity follow-upauditee responsibilities - Question #307Certification Process and Decision Making
Scenario 8: Tessa. Malik, and Michael are an audit team of independent and qualified experts in the field of security, compliance, and business planning and strategies. They are as...
certification recommendationauditee rightsaudit conclusionsadditional information - Question #308Audit Reporting and Closing Meeting
Scenario 8: Tessa. Malik, and Michael are an audit team of independent and qualified experts in the field of security, compliance, and business planning and strategies. They are as...
nonconformity reportingclosing meetingaudit findingsimpact analysis - Question #309Audit Reporting and Closing Meeting
Scenario 8: Tessa. Malik, and Michael are an audit team of independent and qualified experts in the field of security, compliance, and business planning and strategies. They are as...
audit evidenceaudit reportconfidentialitycompleteness - Question #310Audit Reporting and Closing Meeting
Scenario 8: Tessa. Malik, and Michael are an audit team of independent and qualified experts in the field of security, compliance, and business planning and strategies. They are as...
closing meetingaudit timelineon-site auditaudit conclusions - Question #311Audit Team Management and Roles
Scenario 8: Tess. Malik, and Michael are an audit team of independent and qualified experts in the field of security, compliance, and business planning and strategies. They are ass...
audit team leaderroles and responsibilitiesaudit teamISO/IEC 27001 - Question #312Audit Follow-Up and Corrective Actions
Scenario 8: Tessa. Malik, and Michael are an audit team of independent and qualified experts in the field of security, compliance, and business planning and strategies. They are as...
corrective actionsrisk acceptancenonconformity resolutionauditee decision - Question #313Audit Follow-Up and Corrective Actions
Scenario 9: Techmanic is a Belgian company founded in 1995 and currently operating in Brussels. It provides IT consultancy, software design, and hardware/software services, includi...
audit follow-upremote follow-upminor nonconformitiesaction plans - Question #314Certification Process and Decision Making
Scenario 9: Techmanic is a Belgian company founded in 1995 and currently operating in Brussels. It provides IT consultancy, software design, and hardware/software services, includi...
extension auditsurveillance auditcertification bodyaudit approval - Question #315Certification Process and Decision Making
Scenario 9: Techmanic is a Belgian company founded in 1995 and currently operating in Brussels. It provides IT consultancy, software design, and hardware/software services, includi...
recertification auditISMS performancecertification cyclerecertification purpose - Question #316Auditor Competence and Independence
Scenario 9: Techmanic is a Belgian company founded in 1995 and currently operating in Brussels. It provides IT consultancy, software design, and hardware/software services, includi...
internal auditor independenceauditor objectivityaudited activitiesISO/IEC 27001 - Question #317Certification Process and Decision Making
Scenario 9: Techmanic is a Belgian company founded in 1995 and currently operating in Brussels. It provides IT consultancy, software design, and hardware/software services, includi...
certification suspensioncertification scopenonconformity consequencescertification management - Question #318Audit Follow-Up and Corrective Actions
Scenario 9: Techmanic is a Belgian company founded in 1995 and currently operating in Brussels. It provides IT consultancy, software design, and hardware/software services, includi...
internal auditorfollow-up responsibilitiesnonconformity action plansexternal audit - Question #319Audit Program Management
Scenario 9: Techmanic is a Belgian company founded in 1995 and currently operating in Brussels. It provides IT consultancy, software design, and hardware/software services, includi...
continual improvementnonconformity preventionISMS effectivenessaudit program objectives - Question #320Certification Process and Decision Making
Scenario 9: Techmanic is a Belgian company founded in 1995 and currently operating in Brussels. It provides IT consultancy, software design, and hardware/software services, includi...
surveillance auditcertification maintenancemanagement system confidenceaudit purpose - Question #321Audit Principles and Terminology
Drag and Drop Question Select the words that best complete the sentence: To complete the sentence with the word(s) click on the blank section you want to complete so that it is hig...
audit qualitycompetencecertification bodyaudit outcomes - Question #322Audit Principles and Terminology
Drag and Drop Question Select a word from the following options that best completes the sentence: To complete the sentence with the word(s) click on the blank section you want to c...
audit terminologyaudit rolesaudit processaudit definitions - Question #323Audit Roles and Responsibilities
Drag and Drop Question Please match the roles to the following descriptions: To complete the table click on the blank section you want to complete so that it is highlighted in red,...
audit rolesaudit participantsauditeetechnical expert - Question #324Audit Roles and Responsibilities
Drag and Drop Question Select a word from the following options that best completes the sentence: To complete the sentence with the word(s) click on the blank section you want to c...
audit team leadercertification bodyaudit responsibilities - Question #325Conducting the Audit
Drag and Drop Question In regard to generating an audit finding, select the words that best complete the following sentence. To complete the sentence with the best word(s), click o...
audit findingsaudit evidenceaudit criterianonconformity - Question #326Information Security Management System Requirements
Drag and Drop Question You are an experienced ISMS audit team leader, talking to an Auditor in training who has been assigned to your audit team. You want to ensure that they under...
PDCA cyclemanagement reviewISMSISO 27001 - Question #327Risk Management
Drag and Drop Question You are an experienced ISMS audit team leader providing instruction to an auditor in training. They are unclear in their understanding of risk processes and...
risk management processesrisk analysisrisk identificationrisk treatment - Question #328Conducting the Audit
Drag and Drop Question As the ISMS audit team leader, you are conducting a second-party audit of an international logistics company on behalf of an online retailer. During the audi...
access rightsISO 27001 controlsnonconformityrisk management - Question #329Information Security Management System Requirements
Drag and Drop Question Answer:
ISMS terminologypolicyinformation security controls - Question #330Planning and Preparing for an Audit
Drag and Drop Question The following options are key actions involved in a first-party audit. Order the stages to show the sequence in which the actions should take place. Answer:
first-party auditaudit processaudit sequenceaudit planning - Question #331Audit Roles and Responsibilities
Drag and Drop Question Match the correct responsibility with each participant of a second-party audit: Answer:
second-party auditaudit rolesaudit responsibilitiesaudit participants - Question #332Risk Management
Drag and Drop Question You have just completed a scheduled information security audit of your organisation when the IT Manager approaches you and asks for your assistance in the re...
risk terminologyinformation security riskrisk criteriarisk treatment - Question #333Audit Principles and Terminology
Drag and Drop Question You are an experienced ISMS audit team leader. An auditor in training has approached you to ask you to clarify the different types of audits she may be requi...
audit typessurveillance auditcertification auditcombined audit - Question #334Information Security Management System Requirements
Drag and Drop Question Select the words that best complete the sentence: "The purpose of maintaining regulatory compliance in a management system is to To complete the sentence wit...
regulatory compliancemanagement system policycompliance objectives - Question #335Information Security Management System Requirements
Drag and Drop Question Select the words that best complete the sentence: Answer:
regulatory compliancemanagement system policy - Question #336Planning and Preparing for an Audit
Drag and Drop Question The audit lifecycle describes the ISO 19011 process for conducting an individual audit. Drag and drop the steps of the audit lifecycle into the correct seque...
audit lifecycleISO 19011audit processaudit stages - Question #337Auditor Competence and Personal Attributes
Drag and Drop Question Auditors need to communicate effectively with auditees. Therefore, their personal behaviour is a key characteristic needed to ensure a successful audit. Belo...
auditor competenceauditor characteristicspersonal behaviorprofessional ethics - Question #338Planning and Preparing for an Audit
Drag and Drop Question Select the words that best complete the sentence below to describe audit resources: Answer:
audit resourcesaudit team competenceaudit planning - Question #339Conducting the Audit
Drag and Drop Question You are performing an ISMS audit at a European-based residential nursing home called ABC that provides healthcare services. You find all nursing home residen...
ISO 27001 clausesaudit evidence mappinghealthcare ISMScompliance verification - Question #340Information Security Incident Management
Drag and Drop Question Your organisation is currently seeking ISO/IEC27001:2022 certification. You have just qualified as an Internal ISMS auditor and the ICT Manager wants to use...
incident managementincident response processISO 27001ISMS incident handling - Question #341Conducting an ISO/IEC 27001 Audit
Drag and Drop Question You are performing an ISMS audit at a European-based residential nursing home called ABC that provides healthcare services. The next step in your audit plan...
incident management processnonconformitypersonal data protectioncontinual improvement - Question #342Fundamental Audit Concepts and Principles
Drag and Drop Question In the context of a management system audit, please identify the sequence of a typical process of collecting and verifying information. The first one has bee...
audit evidence collectionaudit information sourcesaudit methodologyaudit sequence - Question #343Fundamental Audit Concepts and Principles
Drag and Drop Question A key audit process is the way auditors gather information and determine the findings' characteristics. Put the actions listed in the correct order to comple...
audit evidenceaudit findingsaudit evaluationaudit methodology - Question #344Fundamental Audit Concepts and Principles
Drag and Drop Question You are an experienced ISMS audit team leader, assisting an auditor in training to write their first audit report. You want to check the auditor in training'...
audit terminologyaudit findingsaudit conclusionsaudit evidence - Question #345Information Security Risk Management
Drag and Drop Question Select the correct sequence for the information security risk assessment process in an ISMS. To complete the sequence click on the blank section you want to...
risk assessment processrisk criteriaISO 27001 risk managementISMS planning - Question #346Fundamental Audit Concepts and Principles
Drag and Drop Question Please match the following situations to the type of audit required. Answer:
audit typesfirst-party auditsecond-party auditthird-party audit - Question #347Managing an ISO/IEC 27001 Audit Programme
Drag and Drop Question An organisation is looking for management system initial certification. Please identify the sequence of the activities to be undertaken by the organisation....
certification processaudit programmeinternal auditcertification body - Question #348Preparing an ISO/IEC 27001 Audit
Drag and Drop Question Select the words that best complete the sentence below to describe a third-party audit plan. To complete the sentence with the best word(s), click on the bla...
third-party auditaudit objectivesaudit plancertification audit - Question #349ISO/IEC 27001 Controls Management
Drag and Drop Question You are an experienced ISMS internal auditor. You have just completed a scheduled information security audit of your organisation when the IT Manager approac...
ISO 27001:2022 controlscontrol categoriesStatement of Applicabilitycontrol themes - Question #350Conducting an ISO/IEC 27001 Audit
Drag and Drop Question Select the words that best complete the sentence: Answer:
audit observationconformityaudit findingsaudit terminology