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LEAD-AUDITOR · Question #85

You are an experienced ISMS audit team leader who is currently conducting a third party initial certification audit of a new client, using ISO/IEC 27001:2022 as your criteria. It is the afternoon of t

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Audit Management and Planning

Question

You are an experienced ISMS audit team leader who is currently conducting a third party initial certification audit of a new client, using ISO/IEC 27001:2022 as your criteria. It is the afternoon of the second day of a 2-day audit, and you are just about to start writing your audit report. So far no nonconformities have been identified and you and your team have been impressed with both the site and the organisation's ISMS. At this point, a member of your team approaches you and tells you that she has been unable to complete her assessment of leadership and commitment as she has spent too long reviewing the planning of changes. Which one of the following actions will you take in response to this information?

Options

  • AApologise to the client and tell them you will return at a later date to review leadership and
  • BSuggest to the client that if they are prepared to upgrade your return flight to first class you will
  • CAdvise the auditee and audit client that it is not possible to make a positive recommendation at this
  • DAdvise the auditee that the certification audit will need to be terminated and rescheduled.
  • EContact the individual managing the audit programme and seek their permission to record a
  • FContact your head office and await their further instructions of how to proceed.
  • GGiven there have been no nonconformities identified and the overall impression of the organisation

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Topics

#certification audit#audit team management#leadership assessment#audit reporting
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