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LEAD-AUDITOR · Question #129

You are an ISMS audit team leader tasked with conducting a follow-up audit at a client's data centre. Following two days on-site you conclude that of the original 12 minor and 1 major nonconformities

The correct answer is A. Agree with the auditee/audit client how the remaining nonconformity will be cleared, by when, and C. Close the follow-up audit as the organisation has demonstrated it is committed to clearing the F. Note the progress made but hold the audit open until all corrective action has been cleared G. Advise the individual managing the audit programme of any decision taken regarding the. You've hit your limit · resets 4am (America/New_York)

Audit Follow-up and Corrective Actions

Question

You are an ISMS audit team leader tasked with conducting a follow-up audit at a client's data centre. Following two days on-site you conclude that of the original 12 minor and 1 major nonconformities that prompted the follow-up audit, only 1 minor nonconformity still remains outstanding. Select four options for the actions you could take.

Options

  • AAgree with the auditee/audit client how the remaining nonconformity will be cleared, by when, and
  • BRecommend that the outstanding minor nonconformity is dealt with at the next surveillance audit
  • CClose the follow-up audit as the organisation has demonstrated it is committed to clearing the
  • DRecommend suspension of the organisation's certification as they have failed to implement the
  • EAdvise the auditee that you will arrange for the next audit to be an online audit to deal with the
  • FNote the progress made but hold the audit open until all corrective action has been cleared
  • GAdvise the individual managing the audit programme of any decision taken regarding the
  • HConduct an unannounced follow-up audit on-site to review the one outstanding minor

How the community answered

(55 responses)
  • A
    62% (34)
  • B
    11% (6)
  • D
    2% (1)
  • E
    4% (2)
  • H
    22% (12)

Explanation

You've hit your limit · resets 4am (America/New_York)

Topics

#follow-up audit#nonconformity closure#corrective actions#audit programme management

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