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ISO-IEC-42001-LEAD-AUDITOR · Question #206

When multiple minor nonconformities collectively undermine AI governance, the auditor should:

The correct answer is B. Upgrade them to a major nonconformity. If multiple minor nonconformities show a systemic failure, Lead Auditors should escalate to a major nonconformity.

Audit Findings and Reporting

Question

When multiple minor nonconformities collectively undermine AI governance, the auditor should:

Options

  • AKeep them separate with no escalation
  • BUpgrade them to a major nonconformity
  • CIgnore their combined effect
  • DConvert them to observations

How the community answered

(18 responses)
  • A
    6% (1)
  • B
    78% (14)
  • C
    11% (2)
  • D
    6% (1)

Explanation

If multiple minor nonconformities show a systemic failure, Lead Auditors should escalate to a major nonconformity.

Topics

#nonconformity escalation#cumulative findings#AI governance#major nonconformity

Community Discussion

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Full ISO-IEC-42001-LEAD-AUDITOR Practice