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ISO-IEC-27001-LEAD-AUDITOR · Question #29

Which one of the following options best describes the main purpose of a Stage 1 third-party audit?

The correct answer is C. To determine redness for a stage 2 audit. The main purpose of a Stage 1 third-party audit is to determine readiness for a Stage 2 audit. A Stage 1 audit is a preliminary assessment that evaluates the organization's ISMS documentation, scope, context, and objectives, and identifies any major gaps or nonconformities that…

Audit Planning and Preparation

Question

Which one of the following options best describes the main purpose of a Stage 1 third-party audit?

Options

  • ATo introduce the audit team to the client
  • BTo learn about the organisation's procurement
  • CTo determine redness for a stage 2 audit
  • DTo check for legal compliance by the organisation
  • ETo prepare an independent audit report
  • FTo get to know the organisation's customers

How the community answered

(49 responses)
  • A
    4% (2)
  • C
    94% (46)
  • D
    2% (1)

Explanation

The main purpose of a Stage 1 third-party audit is to determine readiness for a Stage 2 audit. A Stage 1 audit is a preliminary assessment that evaluates the organization's ISMS documentation, scope, context, and objectives, and identifies any major gaps or nonconformities that need to be addressed before the Stage 2 audit. A Stage 1 audit does not introduce the audit team to the client, as this is done during the audit planning phase. A Stage 1 audit does not check for legal compliance by the organization, as this is done during the Stage 2 audit. A Stage 1 audit does not prepare an independent audit report, as this is done after the Stage 2 audit.

Topics

#Stage 1 audit#third-party certification audit#audit readiness#audit programme

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