IIA-CIA-PART2 · Question #45
An internal auditor notes that employees continue to violate segregation-of-duty controls in several areas of the finance department, despite previous audit recommendations. Which of the following…
The correct answer is B. Recommend appropriate awareness training for all finance department staff. When employees continue to violate segregation-of-duty controls despite previous recommendations, the most effective approach is to recommend appropriate awareness training. This training can help employees understand the importance of these controls and how to comply with…
Question
An internal auditor notes that employees continue to violate segregation-of-duty controls in several areas of the finance department, despite previous audit recommendations. Which of the following recommendations is the most appropriate to address this concern?
Options
- ARecommend additional segregation-of-duty reviews.
- BRecommend appropriate awareness training for all finance department staff.
- CRecommend rotating finance staff in this area.
- DRecommend that management address these concerns immediately.
How the community answered
(34 responses)- A3% (1)
- B71% (24)
- C18% (6)
- D9% (3)
Explanation
When employees continue to violate segregation-of-duty controls despite previous recommendations, the most effective approach is to recommend appropriate awareness training. This training can help employees understand the importance of these controls and how to comply with them, addressing the root cause of the violations.
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