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IIA-CIA-PART2 · Question #251

IIA-CIA-PART2 Question #251: Real Exam Question with Answer & Explanation

The correct answer is D. Discuss the department's present strategies `and objectives with the head of the HR department. The most effective way to identify the HR department's risks and controls, especially after recent process changes, is to discuss the department's present strategies and objectives with the head of the HR department. This approach allows the auditor to gain current and relevant i

Question

The human resources (HR) department was last reviewed three years ago and is due for an assurance engagement after undergoing recent process changes. Which of the following would the most effective option identify the HR department's risks and controls?

Options

  • AMeet with the chief operating officer 10 obtain Information about the MR department
  • BReview the previous internal audit report and locus on key audit observations and action plans
  • CReview the organization's risk strategy and risk appetite framework
  • DDiscuss the department's present strategies `and objectives with the head of the HR department

Explanation

The most effective way to identify the HR department's risks and controls, especially after recent process changes, is to discuss the department's present strategies and objectives with the head of the HR department. This approach allows the auditor to gain current and relevant insights directly from the person most knowledgeable about the department's current operations, risks, and controls. It ensures that the auditor understands the current environment, any new challenges, and the specific controls in place to mitigate risks. This method is more comprehensive and current compared to reviewing past reports or generalized organizational frameworks, which might not reflect recent changes accurately.

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