IIA-CIA-PART2 · Question #15
An internal auditor has been assigned to facilitate a risk and control self-assessment for the finance group. Which of the following is the most appropriate role that she should assume when…
The correct answer is B. Provide appropriate techniques and guidelines on how the exercise should be undertaken. When facilitating a risk and control self-assessment (RCSA) workshop, the internal auditor's most appropriate role is to provide the necessary techniques and guidelines for conducting the exercise. This involves guiding participants on the methodology and framework for…
Question
An internal auditor has been assigned to facilitate a risk and control self-assessment for the finance group. Which of the following is the most appropriate role that she should assume when facilitating the workshop?
Options
- AExpress an opinion on the participants' inputs and conclusions as the assessment progresses.
- BProvide appropriate techniques and guidelines on how the exercise should be undertaken.
- CEvaluate and report on all issues that may be uncovered during the exercise.
- DScreen and vet participants so that the most appropriate candidates are selected to participate in
How the community answered
(45 responses)- B93% (42)
- C4% (2)
- D2% (1)
Explanation
When facilitating a risk and control self-assessment (RCSA) workshop, the internal auditor's most appropriate role is to provide the necessary techniques and guidelines for conducting the exercise. This involves guiding participants on the methodology and framework for identifying and assessing risks and controls without influencing their inputs or conclusions, thereby ensuring an objective and effective self-assessment process.
Topics
Community Discussion
No community discussion yet for this question.