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IIA-CFSA · Question #488

There are some investment companies, known as exchange-traded funds or ETFS, which are legally classified as open-end companies or UITs. EFTs differ from traditional open-end companies and UITs…

The correct answer is D. All of these. See the full explanation below for the reasoning.

Question

There are some investment companies, known as exchange-traded funds or ETFS, which are legally classified as open-end companies or UITs. EFTs differ from traditional open-end companies and UITs because:

Options

  • APursuant to SEC exemptive orders
  • BShares issued by ETFs Traded on a secondary market
  • CAre lonely redeem able in very large blocks (Blocks of 50,000 shares for example)
  • DAll of these

How the community answered

(47 responses)
  • A
    6% (3)
  • B
    4% (2)
  • C
    13% (6)
  • D
    77% (36)

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