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IIA-CFSA · Question #488

IIA-CFSA Question #488: Real Exam Question with Answer & Explanation

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Question

There are some investment companies, known as exchange-traded funds or ETFS, which are legally classified as open-end companies or UITs. EFTs differ from traditional open-end companies and UITs because:

Options

  • APursuant to SEC exemptive orders
  • BShares issued by ETFs Traded on a secondary market
  • CAre lonely redeem able in very large blocks (Blocks of 50,000 shares for example)
  • DAll of these

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