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IIA-CFSA · Question #365

IIA-CFSA Question #365: Real Exam Question with Answer & Explanation

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Question

Banks also serves as "registrar" for stocks and bond issues. The registrar accounts for all shares issued, certificates outstanding, and Certificates cancelled. The role/s of the registrar is/are:

Options

  • ATo ensure that the transfer agent does not issue too many shares
  • BThat old certificates are properly cancelled
  • CThat new certificates are properly issued in the correct numerical sequence
  • DAll of these

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