nerdexam
IIA

IIA-CFSA · Question #321

Insider rule/s:

The correct answer is D. Both A & C. See the full explanation below for the reasoning.

Question

Insider rule/s:

Options

  • AThey are not allowed to profit from their information by trading a stock before that information is
  • BThey are generally barred from short selling.
  • CMust file a personnel statement with SEC and report all personal security transactions in their
  • DBoth A & C

How the community answered

(22 responses)
  • A
    14% (3)
  • B
    5% (1)
  • C
    5% (1)
  • D
    77% (17)

Community Discussion

No community discussion yet for this question.

Full IIA-CFSA Practice