IIA

IIA-CFSA · Question #318

Which of the following is NOT the requirement of Exempt Securities Act?

The correct answer is C. Fees for underwriter of the issue. See the full explanation below for the reasoning.

Question

Which of the following is NOT the requirement of Exempt Securities Act?

Options

ANon-Profit groups
BPrivate placement
CFees for underwriter of the issue.
Dfixed annuity contracts and insurance policies.

How the community answered

(16 responses)

A
6% (1)
B
6% (1)
C
75% (12)
D
13% (2)

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