IIA
IIA-CFSA · Question #315
While the SEC review is in progress, the issuer can circulate a preliminary prospectus to determine the interest in issue. The preliminary prospectus must include all of the following EXCEPT.
The correct answer is D. All of these. See the full explanation below for the reasoning.
Question
While the SEC review is in progress, the issuer can circulate a preliminary prospectus to determine the interest in issue. The preliminary prospectus must include all of the following EXCEPT.
Options
- AStatement that the registration is filed but not effective.
- BStatement that the information is subject to change.
- CRed-Ink it to distinguish it from final prospectus.
- DAll of these
How the community answered
(31 responses)- A10% (3)
- B13% (4)
- C3% (1)
- D74% (23)
Community Discussion
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