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IIA

IIA-CFSA · Question #272

Regulation D, an SEC rule governing the limited offer and sale of securities without registration under the securities Act of 1933, regulates private placement exemptions. Regulation D supports all…

The correct answer is D. None of these. See the full explanation below for the reasoning.

Question

Regulation D, an SEC rule governing the limited offer and sale of securities without registration under the securities Act of 1933, regulates private placement exemptions. Regulation D supports all of the following EXCEPT:

Options

  • AAllows for the issuance and sale of securities to purchasers, if they qualify as accredited
  • BOfferings are advantageous to any private company or entrepreneur because they allow an
  • CAllows usually smaller companies to raise capital through the sale of equity or debt securities
  • DNone of these

How the community answered

(54 responses)
  • A
    15% (8)
  • B
    9% (5)
  • C
    4% (2)
  • D
    72% (39)

Community Discussion

No community discussion yet for this question.

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