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HCISPP · Question #304

A good sanctions policy will contain which two basic components?

The correct answer is C. Type of offense and the type of punishment. Under HIPAA's Security Rule (45 CFR §164.308(a)(1)), covered entities must implement a sanctions policy for workforce members who violate security policies and procedures. The two fundamental components of any enforceable sanctions policy are: (1) the type of offense or…

Privacy and Security in Healthcare

Question

A good sanctions policy will contain which two basic components?

Options

  • ANames of person responsible and person reporting
  • BAlternative punishments considered and precedents
  • CType of offense and the type of punishment
  • DAmount of fines allowed by law and criminal penalties prescribed

How the community answered

(31 responses)
  • A
    3% (1)
  • B
    6% (2)
  • C
    90% (28)

Explanation

Under HIPAA's Security Rule (45 CFR §164.308(a)(1)), covered entities must implement a sanctions policy for workforce members who violate security policies and procedures. The two fundamental components of any enforceable sanctions policy are: (1) the type of offense or violation committed, and (2) the corresponding type of punishment or disciplinary action. These two elements ensure the policy is clear, consistent, and defensible. Without defining both what constitutes a violation and what consequences follow, a sanctions policy lacks actionable structure.

Topics

#Sanctions policy#Disciplinary action#Policy components#Compliance enforcement

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