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CTP · Question #411

(Topic 5) An assistant treasurer discovers that the CFO has been allowing other executives to exercise stock options during blackout periods. What will prevent the assistant treasurer from losing…

The correct answer is D. Whistle-blower law. See the full explanation below for the reasoning.

Question

  • (Topic 5)

An assistant treasurer discovers that the CFO has been allowing other executives to exercise stock options during blackout periods. What will prevent the assistant treasurer from losing his/her job if he/she reports this discovery?

Options

  • AInvestor Relations Policy
  • BCode of ethics
  • CSarbanes-Oxley Act
  • DWhistle-blower law

How the community answered

(60 responses)
  • A
    5% (3)
  • B
    12% (7)
  • C
    3% (2)
  • D
    80% (48)

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