ACAMS
CAMS · Question #894
Which of the following measures can help maintain the independence of BSA/AML compliance staff to ensure effective compliance controls?
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AML/CFT Compliance Programs
Question
Which of the following measures can help maintain the independence of BSA/AML compliance staff to ensure effective compliance controls?
Options
- AEstablishing BSA/AML compliance staff reporting to the management of the business line in the
- BEnsuring BSA/AML compliance staff is primarily outsourced
- CProviding BSA/AML compliance staff a reporting line to compliance or other second line of
- DProviding BSA/AML compliance staff with a reporting line to the chief financial officer
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Topics
#compliance independence#BSA/AML#reporting lines#second line of defense