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CAMS · Question #846

An adequate organizational policy is: (Choose two.)

The correct answer is A. up to date and reflects all relevant regulatory developments D. clearly communicated and understood by staff. An adequate organizational policy must be up to date with all relevant regulatory developments to remain compliant, and it must be clearly communicated and understood by staff to ensure proper implementation and adherence.

AML/CFT Compliance Programs

Question

An adequate organizational policy is: (Choose two.)

Options

  • Aup to date and reflects all relevant regulatory developments
  • Bsigned off by the board of directors and regulators
  • Capproved by the clients and third parties
  • Dclearly communicated and understood by staff

How the community answered

(37 responses)
  • A
    84% (31)
  • B
    5% (2)
  • C
    11% (4)

Explanation

An adequate organizational policy must be up to date with all relevant regulatory developments to remain compliant, and it must be clearly communicated and understood by staff to ensure proper implementation and adherence.

Topics

#organizational policy#regulatory updates#board approval#staff communication

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