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CAMS · Question #827

CAMS Question #827: Real Exam Question with Answer & Explanation

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Question

A compliance officer is completing a case and has determined that the events do not merit filing a suspicious activity report (SAR). Which of the following should be included in the case notes to justify not filing a SAR? (Choose two.)

Options

  • AWho made the decision not to file the SAR
  • BWhy the officer deemed that the case did not merit filing a SAR
  • CHow much money was involved in the case
  • DHow the money flowed through the institution
  • EWhen the unusual activity occurred

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