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CAMS · Question #741

CAMS Question #741: Real Exam Question with Answer & Explanation

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Question

The Basel Committee on Banking Supervision published guidelines on the "Sound Management of Risks Related to Money Laundering and Financing of Terrorism." With regard to identifying and accepting customers, it recommends that banks: (Select Two.)

Options

  • AEstablish policies and procedures for customer due diligence that vary based on risk.
  • BAre prohibited from offering numbered accounts to customers, even if procedures are established
  • CEstablish policies and procedures to identify and verify customers, beneficial owners, and any
  • DEstablish policies and procedures to ensure due diligence activities are identical for all customers.
  • EEstablish policies and procedures that encourage processing transactions while due diligence

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