ACAMS
CAMS · Question #620
Law enforcement is conducting an investigation of a financial institution (FI) and has submitted an overly broad and unduly intrusive request. Which is a Fl's most appropriate response?
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Conducting and Responding to Investigations
Question
Law enforcement is conducting an investigation of a financial institution (FI) and has submitted an overly broad and unduly intrusive request. Which is a Fl's most appropriate response?
Options
- AIgnore the request due to the unacceptable volume of information contained within.
- BContest the request with the company's board of directors and key senior management.
- CDelay a response until all documents can be gathered regardless of the duration.
- DNarrow the request through a prompt response to the law enforcement agency.
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Topics
#law enforcement request#overbroad request#proportional response#compliance strategy