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CAMS · Question #610

CAMS Question #610: Real Exam Question with Answer & Explanation

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Question

To understand if the customer operates in line with the firm's risk appetite for a specific industry segment, a financial institution must:

Options

  • Aobtain sufficient customer information to understand the nature and purpose of customer
  • Bobtain identifying information for beneficial owners through a completed certification form from the
  • Cobtain the name and address, country identification number and date of birth of a non-customer
  • Dobtain the name, date of birth for an individual, address and identification number from each

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