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CAMS · Question #590

CAMS Question #590: Real Exam Question with Answer & Explanation

The correct answer is D. Suggest the FI needs to implement a risk-based approach for EDD.. According to the Anti-Money Laundering Specialist (the 6th edition) study guide, a risk-based approach for EDD means that the FI applies more or less stringent measures depending on the level of risk posed by each client. This allows the FI to allocate its resources more efficien

Question

A financial institution's (Fl's) policy is to apply enhanced due diligence (EDD) for every new client to ensure the effectiveness of the program. How should a consultant advise the Fl's management team?

Options

  • ASuggest the management team select the clients that are chosen for EDD.
  • BSuggest the management team ask the regulator for advice on EDD measures.
  • CSuggest EDD for 50% of the clients is appropriate.
  • DSuggest the FI needs to implement a risk-based approach for EDD.

Explanation

According to the Anti-Money Laundering Specialist (the 6th edition) study guide, a risk-based approach for EDD means that the FI applies more or less stringent measures depending on the level of risk posed by each client. This allows the FI to allocate its resources more efficiently and effectively, and to focus on the clients that pose the highest risk of money laundering or terrorist financing. Applying EDD for every new client, regardless of their risk profile, may not be the best use of the FI's resources, and may not reflect the proportionality and relevance of the EDD

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