ACAMS
CAMS · Question #514
The law enforcement agency (LEA) of a foreign jurisdiction contacts a financial institution (Fl) regarding one of the Fl's clients. The LEA advises that the client is currently wanted for…
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Conducting and Responding to Investigations
Question
The law enforcement agency (LEA) of a foreign jurisdiction contacts a financial institution (Fl) regarding one of the Fl's clients. The LEA advises that the client is currently wanted for prosecution as a result of a series of human trafficking charges. What should the Fl do? (Select Two.)
Options
- AReview the client's activity, determine if suspicious activity exists, and report accordingly.
- BAdvise the LEA that the government needs to be contacted for extradition.
- CComply immediately with the foreign jurisdiction and turn over all client information.
- DInform local LEA and regulator of the request for awareness.
- EClose the clients accounts immediately to avoid any undue risk.
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Topics
#foreign law enforcement requests#human trafficking#suspicious activity reporting#information sharing protocols