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CAMS · Question #480

CAMS Question #480: Real Exam Question with Answer & Explanation

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Question

The recommended way lot a financial institution to respond to a request from a law enforcement agency is to:

Options

  • Atrain all staff to enable them to respond to subpoenas.
  • Bhand over documents that are protected by attorney-client privilege
  • Cfreeze the identified account immediately
  • Dhave an audit trail system to produce requested documentation

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