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CAMS · Question #411

CAMS Question #411: Real Exam Question with Answer & Explanation

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Question

What should be part of an institution's monitoring and STR filing process? Choose 3 answers

Options

  • AReview on a regular basis of all high-risk accounts and transactions
  • BReview of STR filing trends and typologies
  • CPeriodic training on the identification of red flags
  • DRequirement that the Board of Directors approves the filing of an STR

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